-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K8mQ2GBVaWa/riU8x4zSSGfLXGc9if6EzhW+cC6jKbZJ2xh0LICKboXaX2IJvDR7 wf9DXwr9xQEdiwKzjDDYfg== 0000897101-10-001041.txt : 20100514 0000897101-10-001041.hdr.sgml : 20100514 20100514144104 ACCESSION NUMBER: 0000897101-10-001041 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Wines Ruth B. CENTRAL INDEX KEY: 0001491890 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 216 APOLENA CITY: NEWPORT BEACH STATE: CA ZIP: 92662 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ULM TELECOM INC CENTRAL INDEX KEY: 0000071557 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 410440990 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-81021 FILM NUMBER: 10832528 BUSINESS ADDRESS: STREET 1: 400 2ND ST N CITY: NEW ULM STATE: MN ZIP: 56073 BUSINESS PHONE: 5073544111 MAIL ADDRESS: STREET 1: P O BOX 697 CITY: NEW ULM STATE: MN ZIP: 56073 FORMER COMPANY: FORMER CONFORMED NAME: NEW ULM RURAL TELEPHONE CO DATE OF NAME CHANGE: 19840816 SC 13G 1 newulm102261wines_13g.htm SCHEDULE 13G newulm102261wines_13g.htm - Generated by SEC Publisher for SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934

 

(Amendment No. __________)*

 

 

New Ulm Telecom Inc.

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

  

649060100

(CUSIP Number)

 

 

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

o    Rule 13d-1(b)

 

o    Rule 13d-1(c)

 

x Rule 13d-1(d)

 

 

*

   

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 


 

CUSIP No. 649060100

 

   

   

       

  1.

 

Names of Reporting Persons.

 

            Ruth F. B. Wines

 

I.R.S. Identification Nos. of above persons (entities only).

 

            

 

 

  2.

 

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  

(b)  

 

 

  3.

 

SEC Use Only

 

 

 

  4.

 

Citizenship or Place of Organization

 

            U.S. Citizen

 

 

 

     

 

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

 

 

  5.    Sole Voting Power

 

            274,320

 

  6.    Shared Voting Power

 

 

            

 

  7.    Sole Dispositive Power

 

 

 

  8.    Shared Dispositive Power

 

 

            

 

   

   

       

  9.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            5.4%

 

 

10.

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

 

¨

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

 

 

 

12.

 

Type of Reporting Person (See Instructions)

 

            IN

 

 

 

 


 

 

   

   

       

       

       

Item 1

 

(a).

  

Name of Issuer:

 

  

 

  

 

 

 

 

  

The name of the issuer is New Ulm Telecom, Inc. (the “Issuer”)

  

 

  

 

Item 1

 

(b).

  

Address of Issuer’s Principal Executive Offices

  

 

  

 

 

 

 

  

The address of the Issuer’s principal executive offices is:

  

 

  

 

 

 

 

  

27 North Minnesota Street, New Ulm, MN 56073, United States

  

 

  

 

Item 2

 

(a).

  

Name of Person Filing

 

The name of the person filing is Ruth F. B. Wines

  

 

  

 

Item 2

 

(b).

  

Address of Principal Business Office or, if none, Residence

 

The residential address is:

 

216 Apolena, Newport Beach, California, United States

  

 

  

 

Item 2

 

(c).

  

Citizenship

 

  

 

  

 

United States Citizen

Item 2

 

(d).

  

Title of Class of Securities

  

 

  

 

 

 

 

  

The title of the securities is common stock

  

 

  

 

Item 2

 

(e).

  

CUSIP Number

  

 

  

 

 

 

 

  

The CUSIP number is 649060100.

  

 

  

 

Item 3.

 

If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

(a)

  

o

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

 

(b)

  

o

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

(c)

  

o

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

(d)

  

o

  

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

 

(e)

  

o

An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);

 

 

(f)

  

o

  

An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);

 

 

(g)

  

o

  

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

 

(h)

  

o

  

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

 


 

 

 

   

(i)

  

o

  

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

 

(j)

  

o

  

Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

 

Item 4.

  

Ownership.

  

 

  

 

 

  

(a)

  

Amount beneficially owned:

  

 

  

 

 

  

 

  

Amount of beneficially owned stock is: 274,320 Shares

  

 

  

 

 

  

(b)

  

Percent of class:

  

 

  

 

 

  

 

  

Percent of class is: 5.4%

  

 

  

 

 

  

(c)

  

Number of shares as to which the person has:

  

 

  

 

 

  

 

  

(i)

  

Sole power to vote or to direct the vote

  

 

  

 

 

  

 

  

 

  

274,320

  

 

  

 

 

  

 

  

(ii)

  

Shared power to vote or to direct the vote

  

 

  

 

 

  

 

  

 

  

  

 

  

 

 

  

 

  

(iii)

  

Sole power to dispose or to direct the disposition of

  

 

  

 

 

  

 

  

 

  

  

 

  

 

 

  

 

  

(iv)

  

Shared power to dispose or to direct the disposition of

  

 

  

 

Item 5.

  

Ownership of Five Percent or Less of a Class

  

 

 

  

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  o.

  

 

Item 6.

  

Ownership of More than Five Percent on Behalf of Another Person.

  

 

  

 

 

  

Not Applicable

  

 

  

 

Item 7.

  

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

 

  

Not Applicable

Item 8.

  

Identification and Classification of Members of the Group

  

 

  

 

 

  

Not Applicable

  

 

  

 

Item 9.

  

Notice of Dissolution of Group

  

 

  

 

 

  

Not Applicable

  

 

  

 

 


 

Item 10.

  

Certification

  

 

  

 

 

  

(a)

  

The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):

  

 

  

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

(b)

The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 21, 2010  

 

By:

 

/s/ Ruth F. B. Wines

 

 

 

Name:

 

Ruth F. B. Wines

 

 

 

Title:

 

Owner

 

 

 

 


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